The Communist Manifesto after 100 years
It is now 150 years since the Communist Manifesto was first
published. Much has happened in the almost 150 years since this
article* was written but its analysis remains valid today.
Capitalism remains capitalism and Marxism and socialism are as valid as
ever.
The Communist Manifesto, the most famous document in the history of
the socialist movement, was written by Karl Marx and Friedrich Engels
during the latter part of 1847 and the first month of 1848. It was
published in February 1848. This appreciation of the Manifesto at
the end of its first century is thus more than a year late. This ia a case,
however, in which we hope our readers will agree with us: better late than
never.
Historical importance of the Manifesto
What gives the Manifesto its unique importance? In order to answer
this question it is necessary to see clearly its place in the history of
socialism.
Despite a frequently encountered opinion to the contrary, there was no
socialism in ancient or medieval times. There were movements and doctrines
of social reform which were radical in the sense that they sought greater
equality or even complete community of consumer goods, but none even
approached the modern socialist conception of a society in which the means
of production are publicly owned and managed. This is, of course, not
surprising. Production actually took place on a primitive level in
scattered workshops and agricultural strips — conditions under which
public ownership and management were not only impossible but even
unthinkable.
The first theoretical expression of a genuinely socialist position came in
Thomas More's Utopia, written in the early years of the 16th Century
— in other words, at the very threshold of what we call the modern period.
But Utopia was the work of an individual genius and not the
reflection of a social movement. It was not until the English Civil War, in
the middle of the 17th Century, that socialism first began to assume the
shape of a social movement.
Gerrard Winstanley (born 1609, died sometime after 1660) was probably the
greatest socialist thinker that the English-speaking countries have yet
produced, and the Digger movement which he led was certainly the first
practical expression of socialism. But it lasted only a very short time,
and the same was true of the movement led by Babeuf during the French
Revolution a century and a half later. Meanwhile, quite a number of writers
had formulated views of a more or less definitely socialist character.
But it was not until the 19th Century that socialism became an important
public issue and socialists began to play a significant role in the
political life of the most advanced European countries. The Utopian
socialists (Owen, Fourier, St. Simon) were key figures in this period of
emergence; and the Chartist movement in Britain, which flourished during
the late 1880s and early 1840s, showed that the new factory working class
formed a potentially powerful base for a socialist political party.
Thus we see that socialism is strictly a modern phenomenon, a child of the
industrial revolution which got under way in England in the 17th Century
and decisively altered the economic and social structure of all of western
Europe during the 18th and early 19th Centuries. By 1840 or so, socialism
had arrived in the sense that it was already widely discussed and
politically promising.
But socialism was still shapeless and inchoate — a collection of brilliant
insights and perceptions, of more or less fanciful projects, of passionate
beliefs and hopes. There was an urgent need for systematisation; for a
careful review picking out what was sound, dropping what was unsound,
integrating into the socialist outlook the most progressive elements of
bourgeois philosophy and social science.
It was the historical mission of Karl Marx and Friedrich Engels to perform
this task. They appeared on the scene at just the right time; they were
admirably prepared by background and training; they seized upon their
opportunity with a remarkably clear estimate of its crucial importance to
the future of mankind.
Marx and Engels began their work of transforming socialism "from Utopia to
science" in the early 1840s. In the next few years of profound study and
intense discussion they worked out their own new socialist synthesis. The
Manifesto for the first time broadcast this new synthesis to the
world — in briefest compass and in arrestingly brilliant prose.
The Manifesto thus marks a decisive watershed in the history of
socialism. Previous thought and experience lead up to it; subsequent
developments start from it. It is this fact which stamps the
Manifesto as the most important document in the history of
socialism. And the steady growth of socialism as a world force since 1848
has raised the Manifesto to the status of one of the most important
documents in the entire history of the human race.
How should we evaluate the Manifesto today?
How has the Manifesto stood up during its first 100 years? The
answer we give to this question will depend largely on the criteria by
which — consciously or unconsciously — we form our judgments.
Some who consider themselves Marxists approach the Manifesto in the
spirit of a religious fundamentalist approaching the Bible — every word
and every proposition were literally true when written and remain
sacrosanct and untouchable after the most eventful century in world
history. It is, of course, not difficult to demonstrate to the satisfaction
of any reasonable person that this is an untenable position. For this very
reason, no doubt, a favorite procedure of enemies of Marxism is to assume
that all Marxists take this view of the Manifesto. If the
Manifesto is judged by the criterion of 100 per cent infallibility
it can be readily disposed of by any second-rate hack who thus convinces
himself that he is a greater man than the founders of scientific socialism.
The American academic community, it may be noted in passing, is full of
such great men today. But theirs is a hollow victory which, though repeated
thousands of times every year, leaves the Manifesto untouched and
the stature of its authors undiminished.
Much more relevant and significant are the criteria which Marx and Engels
themselves, in later years, used in judging the Manifesto. For this
reason the prefaces which they wrote to various reprints and translations
are both revealing and important (especially the prefaces to the German
edition of 1872, the Russian edition of 1882, the German edition of 1883,
and the English edition of 1888). Let us sum up what seem to us to be the
main points which emerge from a study of these prefaces:
(1) In certain respects, Marx and Engels regarded the Manifesto as
clearly dated. This is particularly the case as regards the programmatic
section and the section dealing with socialist literature (end of Part II
and all of Part III).
(2) The general principles set forth in the Manifesto were, in their
view, "on the whole as correct today as ever" (first written in 1872,
repeated in 1888).
(3) The experience of the Paris Commune caused them to add a principle of
great importance which was absent from the original, namely, that "the
working class cannot simply lay hold of the ready-made state machinery and
wield it for its own purposes." In other words, the "ready-made state
machinery" bad been created by and for the existing ruling classes and
would have to be replaced by new state machinery after the conquest of
power by the working class.
(4) Finally — and this is perhaps the most important point of all — in
their last joint preface (to the Russian edition of 1882), Marx and Engels
brought out clearly the fact that the Manifesto was based on the
historical experience of western and central Europe. But by 1882 Russia, in
their opinion, formed "the vanguard of revolutionary action in Europe," and
this development inevitably gave rise to new questions and problems which
did not and could not arise within the framework of the original
Manifesto.
It is thus quite obvious from these later prefaces that Marx and Engels
never for a moment entertained the notion that they were blueprinting the
future course of history or laying down a set of dogmas which would be
binding on future generations of socialists. In particular, they implicitly
recognised that as capitalism spread and drew new countries and regions
into the mainstream of modern history, problems and forms of development
not considered in the Manifesto must necessarily be encountered.
On the other hand, Marx and Engels never wavered in their conviction that
the general principles set forth in the Manifesto were sound
and valid. Neither the events of the succeeding decades nor their own
subsequent studies, profound and wide-ranging as they were, caused them to
alter or question its central theoretical framework.
It seems clear to us that in judging the Manifesto today, a century
after its publication, we should be guided by the same criteria that the
authors themselves used 25, 30, and 40 years after its publication. We
should not concern ourselves with details but should go straight to the
general principles and examine them in the light of the changed conditions
of the mid-20th Century.
The general principles of the Manifesto
The general principles of the Manifesto can be grouped under the
following headings: (a) historical materialism, (b) class struggle, (c) the
nature of capitalism, (d) the inevitability of socialism, and (e) the road
to socialism. Let us review these principles as briefly and concisely as we
can.
HISTORICAL MATERIALISM. This is the theory of history which runs
through the Manifesto as it does through all the mature writings of
Marx and Engels. It holds that the way people act and think is determined
in the final analysis by the way they get their living; hence the
foundation of any society is its economic system; and therefore economic
change is the driving force history. Part I of the Manifesto is
essentially a brilliant and amazingly compact application of this theory to
the rise and development of capitalism from its earliest beginnings in the
Middle Ages to its full-fledged mid-19th Century form. Part II contains a
passage which puts the case for historical materialism as against
historical idealism with unexampled clarity:
Does it require deep intuition to comprehend that man's ideas, views,
and conceptions, in one word, man's consciousness, changes with every
change in the conditions of his material existence, in his social relations
and in his social life?
What else does the history of ideas prove, than that intellectual
production changes its character in proportion as material production is
changed? The ruling ideas of each age have ever been the ideas of its
ruling class.
When people speak of ideas that revolutionise society, they do but
express the fact, that within the old society, the elements of a new one
have been created, and that the dissolution of the old ideas keeps even
pace with the dissolution of the old conditions of existence.
CLASS STRUGGLE. The Manifesto opens with the famous sentence:
"The history of all hitherto existing society is the history of class
struggles." This is in no sense a contradiction of the theory of historical
materialism hut rather an essential part of it. "Hitherto existing society"
(Engels explained in a footnote to the 1888 edition that this term should
not be interpreted to include preliterate societies) had always been based
on an economic system in which some people did the work and others
appropriated the social surplus. Fundamental differences in the method of
securing a livelihood — some by working, some by owning — must, according
to historical materialism, create groups with fundamentally different and
in many respects antagonistic interests, attitudes, aspirations. These
groups are the classes of Marxian theory. They, and not individuals, are
the chief actors on the stage of history. Their activities and strivings —
above all, their conflicts — underlie the social movements, the wars and
revolutions, which trace out the pattern of human progress.
THE NATURE OF CAPITALISM. The Manifesto contains the bold
outlines of the theory of capitalism which Marx was to spend most of the
remainder of his life perfecting and elaborating. (It is interesting to
note that the term "capitalism" does not occur in the Manifesto;
instead, Marx and Engels use a variety of expressions, such as "existing
society," "bourgeois society," "the rule of the bourgeoisie," and so
forth.) Capitalism is pre-eminently a market, or commodity-producing,
economy, which "has left no other nexus between man and man than naked
self-interest, than callous 'cash payment.'" Even the laborer is a
commodity and must sell himself piecemeal to the capitalist. The capitalist
purchases labor (later Marx would have substituted "labor power" for
"labor" in this context) in order to make profits, and he makes profits in
order to expand his capital. Thus the laborers form a class "who live only
so long as they find work, and who find work only so long as their labor
increases capital."
It follows that capitalism, in contrast to all earlier forms of society, is
a restlessly expanding system which "cannot exist without constantly
revolutionising the instruments of production, and thereby the relations of
production, and with them the whole relations of society." Moreover, "the
need of a constantly expanding market for its products chases the
bourgeoisie over the whole surface of the globe. It must nestle everywhere,
settle everywhere, establish connections everywhere." Thanks to these
qualities, "the bourgeoisie, during its rule of scarce one hundred years,
has created more massive and more colossal productive forces than have all
preceding generations together." But, by a peculiar irony, its enormous
productivity turns out to be the nemesis of capitalism. In one of the great
passages of the Manifesto, which is worth quoting in full, Marx and
Engels lay bare the inner contradictions which are driving capitalism to
certain shipwreck:
Modern bourgeois society with its relations of production, of exchange
and of property, a society that has conjured up such gigantic means of
production and of exchange, is like the sorcerer who is no longer able to
control the powers of the nether world whom he has called up by his spells.
For many a decade past the history of industry and commerce is but the
history of the revolt of modern productive forces against modern conditions
of production, against the property relations that are the conditions for
the existence of the bourgeoisie and of its rule. It is enough to mention
the commercial crises that by their periodical return put the existence of
the entire bourgeois society on its trial, each time more threateningly. In
these crises a great part not only of the existing products, but also of
the previously created productive forces, are periodically destroyed. In
these crises there breaks out an epidemic that, in all earlier epochs,
would have seemed an absurdity — the epidemic of overproduction. Society
suddenly finds itself put back into a state of momentary barbarism; it
appears as if a famine, a universal war of devastation had cut off the
supply of every means of subsistence; industry and commerce seem to be
destroyed. And why? Because there is too much civilisation, too much means
of subsistence, too much industry, too much commerce. The productive forces
at the disposal of society no longer tend to further the development of the
conditions of bourgeois property; on the contrary, they have become too
powerful for these conditions, by which they are fettered, and so soon as
they overcome these fetters, they bring disorder into the whole of
bourgeois society, endanger the existence of bourgeois property. The
conditions of bourgeois society are too narrow to comprise the wealth
created by them. And how does the bourgeoisie get over these crises? On the
one hand, by enforced destruction of a mass of productive forces; on the
other, by the conquest of new markets, and by the more thorough
exploitation of the old ones. That is to say, by paving the way for more
extensive and more destructive crises, and by diminishing the means
whereby crises are prevented.
THE INEVITABILITY OF SOCIALISM. The mere fact that capitalism is
doomed is not enough to ensure the triumph of socialism. History is full of
examples which show that the dissolution of a society can lead to chaos and
retrogression as well as to a new and more progressive system. Hence it is
of greatest importance that capitalism by its very nature creates and
trains the force which at a certain stage of development must overthrow it
and replace it by socialism. The reasoning is concisely summed up in the
last paragraph of Part I:
The essential condition for the existence and for the sway of the
bourgeois class, is the formation and augmentation of capital; the
condition for capital is wage labor. Wage labor rests exclusively on
competition between the laborers. The advance of industry, whose
involuntary promoter is the bourgeoisie, replaces the isolation of the
laborers, due to competition, by their revolutionary combination, due to
association. The development of modern industry, therefore, cuts from under
its feet the very foundation on which the bourgeoisie produces and
appropriates products. What the bourgeoisie therefore produces, above all,
are its own grave-diggers. Its fall and the victory of the proletariat are
equally inevitable.
THE ROAD TO SOCIALISM. There are two aspects to this question as it
appears in the Manifesto: first, the general character of the
socialist revolution; and, second, the course of the revolution on an
international scale.
The socialist revolution must be essentially a working-class revolution,
though Marx and Engels were far from denying a role to elements of other
classes. As pointed out above, the development of capitalism itself
requires more and more wage workers; moreover, as industry grows and the
transport network is extended and improved, the workers are increasingly
unified and trained for collective action. At a certain stage this results
in the "organisation of the proletarians into a class, and consequently
into a political party." The contradictions of capitalism will sooner or
later give rise to a situation from which there is no escape except through
revolution. What Marx and Engels call the "first step" in this revolution
is the conquest of power, "to raise the proletariat to the position of
ruling class, to win the battle of democracy." It is important to note —
because it has been so often overlooked — that basic social changes come
only after the working class has acquired power:
The proletariat will use its political supremacy to wrest, by degrees,
all capital from the bourgeoisie, to centralise all instruments of
production in the hands of the state, i.e. of the proletariat organised as
the ruling class; and to increase the total of productive powers as rapidly
as possible.
This will be a transition period during which the working class "sweeps
away by force the old conditions of production." (In view of present-day
misrepresentations of Marxism, it may be as well to point out that
"sweeping away by force" in this connection implies the orderly use of
state power and not the indiscriminate use of violence.) Finally, along
with these conditions, the working class
will have swept away the conditions for the existence of class
antagonisms and of classes generally, and will thereby have abolished its
own supremacy as a class.
In place of the old bourgeois society, with its classes and class
antagonisms, we shall have an association, in which the free development of
each is the condition for the free development of all.
So much for the general character of the socialist revolution. There
remains the question of the international course of the revolution. Here it
was clear to Marx and Engels that though the modern working-class movement
is essentially an international movement directed against a system which
knows no national boundaries, "yet in form, the struggle of the proletariat
with the bourgeoisie is at first a national struggle." And from this it
follows that "the proletariat of each country must, of course, first of all
settle matters with its own bourgeoisie." At the same time, Marx and Engels
were well aware of the international character of the counter-revolutionary
forces which would certainly attempt to crush an isolated workers'
revolution. Hence, "united action of the leading civilised countries at
least, is one of the first conditions for the emancipation of the
proletariat." Thus the various national revolutions must reinforce and
protect one another and eventually merge into a new society from which
international exploitation and hostility will have vanished. For, as Marx
and Engels point out:
In proportion as the exploitation of one individual by another is put an
end to, the exploitation of one nation by another will also be put an end
to. In proportion as the antagonism between classes within the nation
vanishes, the hostility of one nation to another will come to an end.
As to the actual geography of the revolution, Marx and Engels took it for
granted that it would start and spread from the most advanced capitalist
countries of western and central Europe. At the time of writing the
Manifesto, they correctly judged that Europe was on the verge of a
new revolutionary upheaval, and they expected that Germany would be the
cockpit:
The Communists turn their attention chiefly to Germany, because that
country is on the eve of a bourgeois revolution that is bound to be carried
out under more advanced conditions of European civilisation and with a much
more developed proletariat than that of England was in the seventeenth, and
of France in the eighteenth century, and because the bourgeois revolution
in Germany will be but the prelude to an immediately following proletarian
revolution.
This prediction, of course, turned out to be over-optimistic. Not the
revolution but the counter-revolution won the day in Germany, and indeed in
all of Europe. But at no time in their later lives did Marx and Engels
revise the view of the Manifesto that the proletarian, or socialist,
revolution would come first in one or more of the most advanced capitalist
countries of western and central Europe. In the 1870s and 1880s they became
increasingly interested in Russia, convinced that that country must soon be
the scene of a revolution similar in scope and character to the great
French Revolution of 100 years earlier. No small part of their interest in
Russia derived from a conviction that the Russian revolution, though it
would be essentially a bourgeois revolution, would flash the signal for the
final showdown in the West. As Gustav Mayer says in his biography of
Engels, speaking of the later years, "his speculations about the future
always centered on the approaching Russian revolution, the revolution which
was to clear the way for the proletarian revolution in the West." (English
translation, p. 278) But "he never imagined that his ideas might triumph,
in that Empire lying on the very edge of European civilisation, before
capitalism was overthrown in western Europe." (p. 286)
The general principles of the Manifesto a hundred years later
What are we to say of the theoretical framework of the Manifesto
after 100 years? Can we say, as Marx and Engels said, that the general
principles are "on the whole as correct today as ever"? Or have the events
of the last five or six decades been such as to force us to abandon or
revise these principles? Let us review our list item by item.
HISTORICAL MATERIALISM. The last half century has certainly provided
no grounds whatever to question the validity of historical materialism.
Rather the contrary. There has probably never been a period in which it was
more obvious that the prime mover of history is economic change; and
certainly the thesis has never been so widely recognised as at present.
This recognition is by no means confined to Marxists or socialists; one can
even say that it provides the starting point for an increasingly large
proportion of all serious historical scholarship. Moreover, the point of
view of historical materialism — that "man's ideas, views, and
conceptions, in one word, man's consciousness, changes with every change in
the conditions of his material existence, in his social relations and in
his social life" — has been taken over (ordinarily without acknowledgment,
and perhaps frequently without even knowledge, of its source) by nearly all
social scientists worthy of the name. It is, of course, true that the
world-wide crisis of the capitalist system, along with the wars and
depressions and catastrophes to which it has given rise, has produced a
vast outpouring of mystical, irrational theories in recent years, and that
such theories are increasingly characteristic of bourgeois thought as a
whole. But wherever sanity and reason prevail, both inside and outside the
socialist movement, there the truth of historical materialism is ever more
clearly perceived as a beacon lighting up the path to an understanding of
human society and its history.
CLASS STRUGGLE. The theory of class struggle, like the theory of
historical materialism, has been strengthened rather than weakened by the
events of the last half century. Not only is it increasingly clear that
internal events in the leading nations of the world are dominated by class
conflicts, but also the crucial role of class conflict in international
affairs is much nearer the surface and hence more easily visible today than
ever before. Above all, the rise and spread of fascism in the inter-war
period did more than anything else possibly could have done to educate
millions of people all over the world to the class character of capitalism
and the lengths to which the ruling class will go to preserve its
privileges against any threat from below. Moreover, here, as in the case of
historical materialism, serious social scientists have been forced to pay
Marx and Engels the compliment of imitation. The study of such diverse
phenomena as social psychology, the development of Chinese society, the
caste system in India, and racial discrimination in the United States
South, is being transformed by a recognition of the central role of class
and class struggle. Honest enemies of Marxism are no longer able to pooh-
pooh the theory of class struggle as they once did; they now leave the
pooh-poohing to the dupes and paid propagandists of the ruling class. They
must admit, with H. G. Wells, that "Marx, who did not so much advocate the
class war, the war of the expropriated mass against the appropriating few,
as foretell it, is being more and more justified by events" (The Outline
of History, Vol. II, p. 399); or, with Professor Talcott Parsons,
Chairman of the Social Relations Department at Harvard, that "the Marxian
view of the importance of class structure has in a broad way been
vindicated." (Papers and Proceedings of the 61st Annual Meeting of the
American Economic Association, May 1949, p. 26)
THE NATURE OF CAPITALISM. In political economy, bourgeois social
science has borrowed less from, and made fewer concessions to, the Marxian
position than in historiography and sociology. The reason is not far to
seek. Historical materialism and class struggle are general theories which
apply to many different societies and epochs. It is not difficult, with the
help of circumlocutions and evasions, to make use of them in relatively
"safe" ways and at the same time to obtain results incomparably more
valuable than anything yielded by the traditional bourgeois idealist and
individualist approaches. When it comes to political economy, however, the
case is very different. Marxian political economy applies specifically to
capitalism, to the system under which the bourgeois social scientist lives
(and makes his living) here and now; its conclusions are clear-cut,
difficult to evade, and absolutely unacceptable to the ruling class. The
result is that for bourgeois economists Marxian political economy scarcely
exists, and it is rare to find in their writings an admission of Marx's
greatness as an economist stated so specifically as in the following: "He
was the first economist of top rank to see and to teach systematically how
economic theory may be turned into historical analysis and how the
historical narrative may be turned into histoire raisonnee." (J. A.
Schumpeter, Capitalism, Socialism, and Democracy, 1st edition, p.
44)
Does the neglect of Marx as an economist indicate the failure of the ideas
of the Manifesto? On the contrary; the correlation is an inverse
one. What idea has been more completely confirmed by the last century than
the conception of capitalism's restless need to expand, of the capitalist's
irresistible urge to "nestle everywhere, settle everywhere, establish
connections everywhere"? Who can deny today that the periodical return of
crises is a fact which puts the "existence of the entire bourgeois society
on its trial, each time more threateningly"? Who can fail to see that "the
conditions of bourgeois society are too narrow to comprise the wealth
created by them"? In short, who can any longer be blind to the fact that
capitalism is riddled with contradictions which make its continued
existence — at least in anything like its traditional form — impossible
and unthinkable?
THE INEVITABILITY OF SOCIALISM. There are, of course, many who,
recognising the dire straits to which the capitalist world has come,
believe that it is possible to patch up and reform the system in such a way
as to make it serve the real interests of society. But their number is
diminishing every day, and conversely the great international army of
socialism is growing in strength and confidence. Its members have every
reason for confidence.
When the Manifesto was written, socialism was composed of "little
sects," as Engels told the Zurich Congress of the Second International in
1893; by that time, two years before his death, it "had developed into a
powerful party before which the world of officialdom trembles."
Twenty-five years later, after World War I, one sixth of the land surface
of the globe had passed through a proletarian revolution and was, as
subsequent events showed, securely on the path to socialism.
Three decades later, after World War II, more than a quarter of the human
race, in eastern Europe and China, had followed suit.
If capitalism could not prevent the growth of socialism when it was healthy
and in sole possession of the field, what reason is there to suppose that
it can now perform the feat when it is sick to death and challenged by an
actually functioning socialist system which grows in strength and vigor
with every year that passes? The central message of the Manifesto
was the impending doom of capitalism and its replacement by a new,
socialist order. Has anything else in the whole document been more
brilliantly verified by the intervening 100 years? (This statement calls
for revision following following the defeat of socialism in the Soviet
Union and eastern Europe. However, in the present period, working-class
struggles, the socialist movement and particularly struggles in the
under-developed countries are on the increase again)
THE ROAD TO SOCIALISM. Much of what Marx and Engels said in the
Manifesto about the general character of the socialist revolution
has been amply confirmed by the experience of Russia. The working class did
lead the way and play the decisive role. The first step was "to raise the
proletariat to the position of ruling class." The proletariat did "use its
political supremacy to wrest, by degrees, all capital from the bourgeoisie,
to centralise all instruments of production in the hands of the state, ...
and to increase the total of productive powers as rapidly as possible." The
conditions for the existence of class antagonisms have been "swept away."
On the other hand, the relative backwardness of Russia and the aggravation
of class and international conflicts on a world scale have combined to
bring about the intensification rather than the dismantling of state power
in the USSR. The achievement of "an association in which the free
development of each is the condition for the free development of all"
remains what it was a century ago, a goal for the future. It is also true
that an important part of what is said in the Manifesto about the
international course of the revolution has been corroborated by subsequent
experience. The socialist revolution has not taken the form of a
simultaneous international uprising; rather it has taken, and gives every
prospect of continuing to take, the form of a series of national
revolutions which differ from one another in many respects. Such
differences, however, do not alter the fact that in content all these
socialist revolutions, like the bourgeois revolutions of an earlier period,
are international in character and are contributing to the building of a
new world order. We cannot yet state as a fact that this new world order
will be one from which international enmity will have vanished, and the
quarrel between Yugoslavia and the other socialist countries of eastern
Europe may seem to point to an opposite conclusion. The present status of
international relations, however, is so dominated by the division of the
world into two systems and the preparation of both sides for a possible
"final" conflict, and the existence of more than one socialist country is
such a recent phenomenon, that we shall do well to reserve judgment on the
import of the Yugoslav case. In the meantime, the reasons for expecting the
gradual disappearance of international exploitation and hostility from a
predominantly socialist world are just as strong as they were 100 years
ago.
We now come to our last topic, the geography of the socialist revolution.
Here there can be no question that Marx and Engels were mistaken, not only
when they wrote the Manifesto but in their later writings as well.
The socialist revolution did not come first in the most advanced capitalist
countries of Europe; nor did it come first in America after the United
States had displaced Great Britain as the world's leading capitalist
country. Further, the socialist revolution is not spreading first to these
regions from its country of origin; on the contrary, it is spreading first
to comparatively backward countries which are relatively inaccessible to
the economic and military power of the most advanced capitalist countries.
The first country to pass through a successful socialist revolution was
Russia, and this was not only not anticipated by Marx and Engels but would
have been impossible under conditions which existed during the lifetime of
their generation.
Why were Marx and Engels mistaken on this issue? We must examine this
question carefully, both because it is an important issue in its own right
and because it is the source of many misconceptions.
At first sight, it might appear that the mistake of Marx and Engels
consisted in not providing explanatory principles adequate to account for
the Russian Revolution. But we do not believe that this reaches the heart
of the problem. It is, of course, true, as we pointed out above, that
during the 1870s and 1880s Marx and Engels denied the possibility of a
socialist revolution in Russia. But at that time they were perfectly right,
and it is not inconsistent to record this fact and at the same time to
assert that the pattern and timing of the Russian Revolution were in accord
with the principles of the Manifesto. What is too often forgotten is
that between 1880 and World War I, capitalism developed extremely rapidly
in the empire of the tsars. In 1917 Russia was still, on the whole, a
relatively backward country; but she also possessed some of the largest
factories in Europe and a working class which, in terms of numbers, degree
of organisation, and quality of leadership, was almost entirely a product
of the preceding three decades. Capitalism was certainly more highly
developed in Russia in 1917 than it had been in Germany in 1848. Bearing
this in mind, let us substitute "Russia" for "Germany" in a passage from
the Manifesto already quoted above:
The Communists turn their attention chiefly to Russia, because that
country is on the eve of a bourgeois revolution that is bound to be carried
out under more advanced conditions of European civilisation and with a more
developed proletariat than that of England was in the seventeenth, and of
France in the eighteenth century, and because the bourgeois revolution in
Russia will be but the prelude to an immediately following proletarian
revolution.
Clearly, what Marx and Engels had over-optimistically predicted for Germany
in 1848 actually occurred in Russia 70 years later. What this means is
that, given the fact that the socialist revolution had failed to
materialise in the West, Russia was, even according to the theory of the
Manifesto, a logical starting point.
Furthermore, there is no contradiction between Marxian theory and the fact
that the socialist revolution, having once taken place in Russia, spread
first to relatively backward countries. For Marx and Engels fully
recognised what might be called the possibility of historical borrowing.
One consequence of the triumph of socialism anywhere would be the opening
up of new paths to socialism elsewhere. Or, to put the matter differently,
not all countries need go through the same stages of development; once one
country has achieved socialism, other countries will have the possibility
of abbreviating or skipping certain stages which the pioneer country had to
pass through. There was obviously no occasion to discuss this question in
the Manifesto, but it arose later on in connection with the debate
among Russian socialists as to whether Russia would necessarily have to
pass through capitalism on the way to socialism. In 1877 Marx sharply
criticised a Russian writer who
felt obliged to metamorphose my historical sketch (in Capital) of
the genesis of capitalism in Western Europe into an historico-philosophical
theory of the marche generale imposed by fate upon every people,
whatever the historic circumstances in which it finds itself, in order
that it may ultimately arrive at the form of economy which will ensure,
together with the greatest expansion of the productive powers of social
labour, the most complete development of man. (Marx and Engels,
Selected Correspondence, p. 354)
And Engels, in 1893, dealt with the specific point at issue in the Russian
debate in the following terms:
...no more in Russia than anywhere elswould it have been possible
to develop a higher social form out of primitive agrarian communism unless
— that higher form was already in existence in another country, so
as to serve as a model. That higher form being, wherever it is historically
possible, the necessary consequence of the capitalistic form of production
and of the social dualistic antagonism created by it, it could not be
developed directly out of the agrarian commune, unless in imitation of an
example already in existence somewhere else. Had the West of Europe been
ripe, 1860-70, for such a transformation, had that transformation then been
taken in hand in England, France, etc., then the Russians would have been
called upon to show what could have been made out of their commune, which
was then more or less intact. (Selected Correspondence, p. 515)
While this argument is developed in a particular context, it is clear that
the general principle involved — the possibility of historical borrowing -
- applies to, say, China today. Unless both the theory and the actual
practice of socialism had been developed elsewhere it is hardly likely that
China would now be actually tackling the problem of transforming itself
into a socialist society. But given the experience of western Europe (in
theory) and of Russia (in both theory and practice), this is a logical and
feasible course for the Chinese Revolution to take.
Thus we must conclude that while of course Marx and Engels did not expect
Russia to be the scene of the first socialist revolution, and still less
could they look beyond and foretell that the next countries would be
relatively backward ones, nevertheless both of these developments, coming
as and when they did, are consistent with Marxian theory as worked out by
the founders themselves. What, then, was the nature of their mistake?
The answer, clearly, is that Marx and Engels were wrong in expecting an
early socialist revolution in western Europe. What needs explaining is why
the advanced capitalist countries did not go ahead, so to speak, "on
schedule" but stubbornly remained capitalist until, and indeed long after,
Russia, a latecomer to the family of capitalist nations, had passed through
its own socialist revolution. In other words, how are we to explain the
apparent paradox that, though in a broad historical sense socialism is
undeniably the product o{ capitalism, nevertheless the most fully developed
capitalist countries not only were not the first to go socialist but, as it
now seems, may turn out to be the last? The Manifesto does not help
us to answer this question; never in their own lifetime did Marx and Engels
imagine that such a question might arise.
The problem of the advanced capitalist countries
To explain why the advanced capitalist countries have failed to go
socialist in the 100 years since the publication of the Manifesto is
certainly not easy, and we know of no satisfactory analysis which is
specifically concerned with this problem. But it would be a poor compliment
to the authors of the Manifesto, who have given us all the basic
tools for an understanding of the nature of capitalism and hence for an
understanding of our own epoch, to evade a problem because they themselves
did not pose and solve it. Let us therefore indicate — as a stimulus to
study and discussion rather than as an attempt at a definitive answer —
what seem to us to be the main factors which have to be taken into account.
If we consider the chief countries of Europe, certain things seem clear.
First, even under conditions prevailing in tile middle of the 19th Century,
Marx and Engels underestimated the extent to which capitalism could still
continue to expand in these countries.
Second, and much more important, this "margin of expansibility" was vastly
extended in the three or four decades preceding World War I by the
development of a new pattern of imperialism which enabled the advanced
countries to exploit the resources and manpower of the backward regions of
the world to a previously unheard-of degree. As Lenin concisely put it in
1920: "Capitalism has grown into a world system of colonial oppression and
of the financial strangulation of the overwhelming majority of the people
of the world by a handful of "advanced" countries." (Collected
Works, Vol. XIX, p. 87) (This development only began to take place
toward the end of Marx's and Engels' lives, and it would have been little
short of a miracle if they had been able to foresee all its momentous
consequences.)
Third, it was this new system of imperialism which brought western Europe
out of the long depression of the 1870s and 1880s, gave capitalism a new
lease on life, and enabled the ruling class to secure — by means of an
astute policy of social reforms and concessions to the working class —
widespread support from all sections of society.
The other side of the imperialist coin was the awakening of the backward
peoples, the putting into their hands of the moral, psychological, and
material means by which they could begin the struggle for their political
independence and their economic advancement.
In all this development, it should be noted, Russia occupied a special
place. The Russian bourgeoisie, or at least certain sections of it,
participated in the expansion of imperialism, especially in the Middle and
Far East. But on balance Russia was more an object than a beneficiary of
imperialism. Hence few, if any, of the effects which imperialism produced
in the West — amelioration of internal social conflicts, widespread class
collaboration, and the like — appeared in Russia.
To sum up: imperialism prolonged the life of capitalism in the West and
turned what was a revolutionary working-class movement (as in Germany) or
what might have become one (as in England) into reformist and
collaborationist channels. It intensified the contradictions of capitalism
in Russia. And it laid the foundations of a revolutionary movement in the
exploited colonial and semi-colonial countries. Here, it seems to us, is
the basic reason why the advanced capitalist countries of western Europe
failed to fulfill the revolutionary expectations of the Manifesto.
Here also is to be found an important part of the explanation of the role
which Russia and the backward regions of the world have played and are
playing in the world transition from capitalism to socialism.
But, it may be objected, by the beginning of the 20th Century the United
States was already the most advanced capitalist country, and the United
States did not really become enmeshed in the imperialist system until World
War I. Why did the United States not lead the way to socialism?
Generally speaking, the answer to this question is well known. North
America offered unique opportunities for the development of capitalism; the
"margin of expansibility" in the late 19th Century was much greater than
that enjoyed by the European countries even when account is taken of the
new system of imperialism which was only then beginning to be put into
operation. There is no space to enumerate and analyse the advantages
enjoyed by this continent; the following list, compiled and commented upon
by William Z. Foster in a recent article ("Marxism and American
Exceptionalism," Political Affairs, September 1947), certainly
includes the most important: (1) absence of a feudal political national
past, (2) tremendous natural resources, (3) a vast unified land area, (4)
insatiable demand for labour power, (5) highly strategic location, and (6)
freedom from the ravages of war.
American capitalism, making the most of these advantages, developed a
degree of productivity and wealth far surpassing that of any other
capitalist country or region; and it offered opportunities for advancement
to members of the working class which — at least up until the Great
Depression of the 1930s — were without parallel in the history of
capitalism or, for that matter, of any class society that ever existed. (On
this point, see the article on "Socialism and American Labor," by Leo
Huberman, in the May 1949 issue of Monthly Review.) This does not
mean, of course, that the United States economy was at any time free from
the contradictions of capitalism; it merely means that American capitalism,
in spite of these contradictions, has been able to reach a much higher
level than the capitalist system of other countries. It also means that
capitalism in this country could go — and actually has gone — further
than in the European imperialist countries toward winning support for the
system from all sections of the population, including the working class. It
is thus not surprising that the United States, far from taking the place of
western Europe as the leader of the world socialist revolution, has
actually had a weaker socialist movement than any other developed
capitalist country.
We see that, for reasons which could hardly have been uncovered 100 years
ago, capitalism has been able to dig in deep in the advanced countries of
western Europe and America and to resist the rising tide of socialism much
longer than Marx and Engels ever thought possible.
Before we leave the problem of the advanced countries, however, a word of
caution seems necessary. It ought to be obvious, though it often seems to
be anything but, that to say that capitalism has enjoyed an unexpectedly
long life in the most advanced countries is very different from saying that
it will live forever. Similarly, to say that the western European and
American working classes have so far failed to fulfill the role of "grave-
diggers" of capitalism is not equivalent to asserting that they never will
do so. Marx and Engels were certainly wrong in their timing, but we believe
that their basic theory of capitalism and of the manner of its
transformation into socialism remains valid and is no less applicable to
western Europe and America than to other parts of the world.
Present-day indications all point to this conclusion. Two world wars and
the growth of the revolutionary movement in the backward areas have
irrevocably undermined the system of imperialism which formerly pumped
lifeblood into western European capitalism. The ruling class of the United
States, threatened as never before by the peculiar capitalist disease of
overproduction, is struggling, Atlas-like, to carry the whole capitalist
world on its shoulders — and is showing more clearly every day that it has
no idea how the miracle is to be accomplished.
Are we to assume that the western European and American working classes are
so thoroughly bemused by the past that they will never learn the lessons of
the present and turn their eyes to the future? Are we to assume that,
because capitalism was able to offer them concessions in its period of good
fortune, they will be content to sink (or be blown up) with a doomed
system?
We refuse to make any such assumptions. We believe that the time is not
distant when the working man of the most advanced, as well as of the most
backward, countries will be compelled, in the words of the
Manifesto, "to face with sober senses his real conditions of life
and his relations with his kind." And when he does, we have no doubt that
he will choose to live under socialism rather than die under capitalism.
Conclusion
On the whole, the Manifesto has stood up amazingly well during its
first 100 years. The theory of history, the analysis of capitalism, the
prognosis of socialism, have all been brilliantly confirmed. Only in one
respect — the view that socialism would come first in the most advanced
capitalist countries — has the Manifesto been proved mistaken by
experience. This mistake, moreover, is one which could hardly have been
avoided in the conditions of 100 years ago. It is in no sense a reflection
on the authors; it only shows that Engels was right when he insisted in his
celebrated critique of Duhring that "each mental image of the world system
is and remains in actual fact limited, objectively through the historical
stage and subjectively through the physical and mental constitution of its
maker."
How fortunate it would have been for mankind if the world socialist
revolution had proceeded in accordance with the expectations of the authors
of the Manifesto! How much more rapid and less painful the crossing
would be if Britain or Germany or — best of all — the United States had
been the first to set foot on the road! Only imagine what we in this
country could do to lead the world into the promised land of peace and
abundance if we could but control, instead of being dominated by, our vast
powers of production!
But, as Engels once remarked, "history is about the most cruel of all
goddesses." She has decreed that the world transition from capitalism to
socialism, instead of being relatively quick and smooth, as it might have
been if the most productive and civilised nations had led the way, is to be
a long drawn-out period of intense suffering and bitter conflict.
There is even a danger that in the heat of the struggle some of the finest
fruits of the bourgeois epoch will be temporarily lost to mankind, instead
of being extended and universalised by the spread of the socialist
revolution. Intellectual freedom and personal security guaranteed by law —
to name only the most precious — have been virtually unknown to the
peoples who are now blazing the trail to socialism; in the advanced
countries, they are seriously jeopardised by the fierce onslaughts of
reaction and counter-revolution.
No one can say whether they will survive the period of tension and strife
through which we are now passing, or whether they will have to be
rediscovered and recaptured in a more rational world of the future.
The passage is dangerous and difficult, the worst may be yet to come. But
there is no escape for the disillusioned, the timid, or the weary.
Those who have mastered the message of the Manifesto and caught the
spirit of its authors will understand that the clock cannot be turned back,
that capitalism is surely doomed, and that the only hope of mankind lies in
completing the journey to socialism with maximum speed and minimum
violence.
* * *
*This essay was written by Paul Sweezy in collaboration with his
fellow editor of Monthly Review, Leo Huberman, and was first
published as an editorial in the issue of August 1949.